Financial Institutions

China’s Securities Watchdog Warns Top Analyst Over Company Valuation

China’s Securities Watchdog Warns Top Analyst Over Company Valuation

China's top securities regulator has decided to punish a securities analyst, who has won several industry awards, for continually raising…

Dec 13, 2017
Chen Juan
Morgan Stanley Will Take Control of Its China Securities JV

Morgan Stanley Will Take Control of Its China Securities JV

The Chinese partner of Morgan Stanley [NYSE:MS] intends to sell its controlling stake in their joint venture (JV), Wei Christianson,…

Dec 8, 2017
Dou Shicong
China’s First Foreign Capital-Controlled Securities Joint Ventures Start Operations in Shenzhen

China’s First Foreign Capital-Controlled Securities Joint Ventures Start Operations in Shenzhen

HSBC Holdings PLC [LON:HSBA] and the Bank of East Asia Ltd. (BEA) have obtained respective licenses from regulators to start…

Dec 8, 2017
Xu Wei
Cathay Lujiazui Life Gets Capital Injection From Main Shareholders Following Rapid Business Expansion

Cathay Lujiazui Life Gets Capital Injection From Main Shareholders Following Rapid Business Expansion

Cathay Lujiazui Life Insurance Co., the first Chinese mainland-Taiwan joint venture life insurance firm, achieved rapid business growth following the…

Dec 7, 2017
Yang Qianwen
CSRC Cautions China Securities for Forcing College Students to Open Stock Accounts

CSRC Cautions China Securities for Forcing College Students to Open Stock Accounts

The China Securities Regulatory Commission (CSRC), the country’s top securities regulator, has issued a warning to the Nanjing branch of…

Dec 6, 2017
Dou Shicong
Brokerage Firm Founder Securities Sues Financially-Troubled Leshi Shareholders for Overdue Loan Repayment

Brokerage Firm Founder Securities Sues Financially-Troubled Leshi Shareholders for Overdue Loan Repayment

Founder Securities Co. [SHA:601901], a brokerage firm, filed lawsuits against several shareholders of cash-strapped internet company Leshi Internet Information &…

Dec 5, 2017
Dou Shicong
Huaxi Securities Moves Closer to IPO Despite Outstanding Disputes Regarding Equity Ownership

Huaxi Securities Moves Closer to IPO Despite Outstanding Disputes Regarding Equity Ownership

Huaxi Securities Ltd. (WCS) unveiled its initial public offering prospectus early last month, though outstanding issues related to equity ownership…

Dec 5, 2017
Li Jun
China’s Securities Regulator to Crack Down on Speculative Arbitrage, Violations of Law Under Pretext of Innovation

China’s Securities Regulator to Crack Down on Speculative Arbitrage, Violations of Law Under Pretext of Innovation

China Securities Regulatory Commission (CSRC), the securities regulator, will firmly crack down on unsupervised speculative arbitrage achieved through false increase…

Dec 4, 2017
Liao Shumin
US Securities and Exchange Commission Investigates Ping An's Real Estate Online Platform for Overseas Crowd-Funding Project Fraud

US Securities and Exchange Commission Investigates Ping An's Real Estate Online Platform for Overseas Crowd-Funding Project Fraud

Pinganfang.com, the real estate e-commerce platform of Chinese insurance giant Ping An Insurance (Group) Company Of China [SHA:601318], has been…

Dec 1, 2017
Dou Shicong
Total Size of China’s Publicly Offered Funds Hit Record High of USD1.7 Trillion as of End of October

Total Size of China’s Publicly Offered Funds Hit Record High of USD1.7 Trillion as of End of October

The size of China’s publicly offered funds, which has now been on the rise for nine consecutive months, has hit…

Nov 30, 2017
Zhang Xia
Ping An Insurance Brushes Off Rumors of Independent Listing Plans for Online Medical Platform

Ping An Insurance Brushes Off Rumors of Independent Listing Plans for Online Medical Platform

Guangdong-based insurance giant Ping An Insurance (Group) Company of China [SHA:601318] has refuted reports that it plans to list its…

Nov 28, 2017
Dou Shicong
[Exclusive] China to Issue New Rules for Online Micro-Lending Next Week, With No Blanket Ban on Cash Loans

[Exclusive] China to Issue New Rules for Online Micro-Lending Next Week, With No Blanket Ban on Cash Loans

The China Banking Regulatory Commission (CBRC) is drafting administrative rules for online micro-lending, which will be released next week. However,…

Nov 24, 2017
Xu Wei

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